Social Media Compliance and Financial Planners

• October 30th, 2012 by SEM Contributor

It is understood that compliance in the financial industry is one of the costs of doing business. Compliance covers all areas of business and is designed to protect both the financial planner and their clients. Recently, with the onrush of social media, compliance has had to broaden its boundaries to address potential problems inherent in this medium. Social Media is … Read more

Banks Not Banking On Social Media

• February 21st, 2011 by SEM Contributor

While everyone else is rushing to jump on the social media bandwagon, taking advantage of the client-provider interaction and PR opportunities that SM has to offer banks are either slow to look into the opportunities or have no intention of grasping this valuable piece of PR at all. But heck knows they could use it. Notwithstanding the fact that there… Read more